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PACE Securities Corp (PSC) is an investment dealer regulated by the Investment Industry Regulatory Organization of Canada (“IIROC”) and an investment fund manager regulated by the Ontario Securities Commission (“OSC”) Although PSC is a wholly owned subsidiary of PACE Savings and Credit Union Limited, our operations are entirely separate. We maintain separate officers and board of directors, we are subject to an annual, independent audit and client securities and monies are lodged with Laurentian Bank Securities Limited, our carrying broker.

 

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